Trade surveillance and mobile recording in the era of data privacy

Best practices for Germany and other jurisdictions.

An A-Team insight whitepaper

The issue of privacy has never been more prevalent for banking and financial industries. But what does this mean for Germany and other sensitive jurisdictions when it comes to call recording for compliance purposes? This whitepaper takes a deep-dive into the current state of play surrounding mobile recording and trade surveillance, and what conflicts it presents for data privacy.

The current state of play

The current state of play

As issues of data privacy become more prevalent for banking and finance industries, we take a look at how MiFID II is raising the bar for surveillance of trading-related voice and electronic communications.

Conflicting regulations

Conflicting regulations

In the era of GDPR and heightened privacy legislation, we explore what this means for Germany and other sensitive jurisdictions when it comes to keeping compliant.

Best practices

Best practices

It’s no longer enough for businesses to merely respond to regulatory enquiries—they must demonstrate a firm understanding of them, and proactively work to record and capture everything.